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SOCReporting Guide

FAQ: Does a green automated check prove the control is working?

Not by itself. It provides evidence only about what the check measures, and only if its data and logic are reliable. Ask which systems are included, when the check last ran, what permissions it needs, and what it ignores. For example, detecting a configuration setting does not necessarily establish that every relevant account is covered or that exceptions were reviewed. Keep the check's purpose and limitations documented alongside the control. Have an owner investigate contradictory evidence and stale results. Use the dashboard to direct attention, then rely on the underlying records and the broader control process to explain what happened.

Related: SOC 2 audit and compliance hub.

Further reading: NIST automated control-assessment guidance.

Additional FAQs

How much review does a low-risk vendor need?

A low-risk vendor may need only a brief documented assessment. First, check: A supplier with no system access and little operational impact may need limited review. A low-cost service with

What should happen after we approve a vendor?

Assign an owner to keep the review current and follow up when circumstances change. Triggers can include: Set a review schedule that fits the risk and applicable obligations. Review sooner

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SOC Reporting Guide